Main Compliance Section

Overview

The Main Section is the core of the Toqio Onboarding Template, consisting of various section components required to complete the compliance process.

This section ensures that Personal Information, Business Details, Supporting Documents, and Director Setup are validated according to business type and user role.



Functional Behavior

Key Validation Components

The following section components are included in the compliance process:

  • Personal Information – User profile details and required documents for validation
  • Business Details – Company-related data, including registration information
  • Supporting Documents – Legal documentation required for compliance
  • Director Setup – Process to set up company directors and send them invitations to join the platform.

Section Requirements Based on Business Type & Role

Business TypeRequired Validation Components
Sole TraderPersonal Information, Supporting Documents
Business Entity (Director)Personal Information, Business Details, Supporting Documents, Directors Setup
Other Company Members (e.g., Manager, Employee, Agent, Accountant)Business Details, Supporting Documents, Directors Setup


Business Entity – Director View

Each validation component includes:

  • Status Label – Displays real-time compliance status of the section per provider (color-coded)
  • Icon – Visual indicator for component status
  • Title & Description – Clarifies required information
  • Action Button – Enables user to take required steps

Component Statuses

StatusDescription
PENDINGUser must provide missing information before validation submission. Appears on first login or after compliance rejection.
UNDER REVIEWSection is currently being reviewed by the Compliance Provider.
COMPLETEDThe validation process for this section has been successfully completed.
DECLINEDThe validation process was unsuccessful. Further action is required

Example: Sole Trader Validation Process

📍 Scenario:

  • Supporting Documents section is pending compliance validation.
  • Personal Information section has been successfully validated.

This example demonstrates status updates during the compliance process.


Reference Documentation